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Month: October 2010

Top 6 Lessons Learned From Clients Who Have Been Through an SEC Audit

In line with our new tag line, “Don’t be a Target”, FinServ would like to provide some insight we have gained from our clients who have had the unfortunate experience to go through an SEC Audit. In many conversations we have had with our clients over the past year the concern of an audit has been… Read More

AuthorfinstaffingPosted onOctober 6, 2010CategoriesAlt Asset Management Indsutry, RegulationsLeave a comment

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